Table of Contents

Compliance Training

• AML Compliance for Tellers
• AML Compliance for Money Transmitters
• AML Compliance for Money Transmitters (Spanish)
• Customer Information Regulations (Payday Advance)
• Fair Debt Collection & Unfair Practices (Payday Advance)
• AML Compliance for Managers
• AML Compliance for Tellers (Spanish)
• Lending Regulations (Payday Advance)
• Sexual Harassment
• Sexual Harassment for Supervisors

Job Skills Training

• Behavioral Assessments
• Cash Drawer Balancing
• Check Cashing
• Counterfeiting & Forgery
• Cross Selling
• Customer Service
• Ethics
• Frauds and Scams
• History of Pawn
• Money Handling
• Pawn 101
• RiskCheck
• Robberies

Mandatory Compliance Programs: Managers and Compliance Officers (FiSCA)

Course Code: 02F1R4.4

Overview:

This course has been designed by Financial Service Centers of America (FiSCA) specifically for managers and compliance officers in the community financial services industry.

Section 352 of the USA PATRIOT Act requires that all community financial services businesses implement anti-money laundering (AML) programs to detect suspicious activities and deter money laundering.

This course will help you understand these requirements and assist you in running your company’s AML program. This course is also designed to give you a working knowledge of federal currency-reporting and record keeping requirements.

Duration: 1-1/2 hours

Objectives:

• Recognize the need for mandatory AML programs in MSBs.
• Recognize the role the Patriot Act and other AML laws play in the fight against money laundering, including:
• Why maintaining written policies and procedures is necessary
• The specific functions and responsibilities of the compliance officer
• The elements of a proper employee training program
• What the independent review process consists of and who can perform the review
• Recognize when and why it is necessary to fill out a CTR and what is required to complete the report.
• Detect suspicious transactions and money laundering schemes and apply correct procedures when they are encountered.
• Adhere to the record keeping involved with processing money orders, wire transfers, and currency exchange transactions.
• Discuss the penalties associated with money laundering violations.

If you want to purchase over 50 seats to this course please contact us for special discount pricing.

Price: $40.00